The Regulatory and Professional Discipline team has been independently recognised for the quality and efficacy of the service that it provides and a number of our lawyers are recommended as leaders in this field. We advise individuals, institutions and regulators of all sizes and have a range of pricing models to suit your needs.
The team has substantial experience in undertaking work on behalf of clients in both contentious and non-contentious matters, including in proceedings before first instance tribunals and in the High Court. Our comprehensive, team-based approach to the provision of advice in this area starts with the building of a custom made team of lawyers from across the firm. Clients benefit from a single point of contact for all their legal needs and receive consistent, considered advice as a result.
Our expertise covers all aspects of regulation and professional discipline and includes:
- Advising financial professionals subject to regulatory action
- Company Investigations
- Health and Safety
- Advising FCA Approved Persons
- Electoral Regulation.
- Environmental Law
- Licensing
- Representation of those appearing in Inquiries
